-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EA2aCOQRbK3KHQS1nX7usU3bHthZwEKOOE7sEyXyVrfGx76RX79W6ISzSY9kjbx9 oO2aJ7DgdSohWNWOlHLtiw== 0000950134-97-001602.txt : 19970310 0000950134-97-001602.hdr.sgml : 19970310 ACCESSION NUMBER: 0000950134-97-001602 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970307 SROS: NASD SROS: PSE GROUP MEMBERS: BOX BROTHERS HOLDING CO GROUP MEMBERS: BOX CONTROL, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOX ENERGY CORP CENTRAL INDEX KEY: 0000874992 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 752369148 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46185 FILM NUMBER: 97552909 BUSINESS ADDRESS: STREET 1: 8201 PRESTON RD STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148908000 MAIL ADDRESS: STREET 1: 8201 PRESTON RD STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225-6211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOX BROTHERS HOLDING CO CENTRAL INDEX KEY: 0000922929 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1105 NORTH MARKET ST STREET 2: STE 1300 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 2148908069 MAIL ADDRESS: STREET 1: 1105 NORTH MARKET ST STREET 2: STE 2500 CITY: WILMINGTON STATE: DE ZIP: 19801 SC 13D/A 1 AMENDMENT NO. 5 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) * Box Energy Corporation (Name of Issuer) Class A (Voting) Common Stock, Par Value $1.00 Per Share (Title of Class of Securities) 103168100 (Cusip Number) Don D. Box 8201 Preston Road, Suite 600 Dallas, Texas 75225 (214) 890-8000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 26, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (continued on following pages) 2 - ---------------------------------------------------------------------------------------------------------------------- 1. Name of Reporting Person: Box Brothers Holding Company - ---------------------------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) / x / - ---------------------------------------------------------------------------------------------------------------------- 3. SEC Use Only - ---------------------------------------------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - ---------------------------------------------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - ---------------------------------------------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Delaware - ---------------------------------------------------------------------------------------------------------------------- Number of 7. Sole Voting Power: 1,840,525 Shares Beneficially ---------------------------------------------------------------------------------------------------- Owned By 8. Shared Voting Power: -0- Each Reporting ---------------------------------------------------------------------------------------------------- Person 9. Sole Dispositive Power: 1,840,525 With ---------------------------------------------------------------------------------------------------- 10. Shared Dispositive Power: -0- - ---------------------------------------------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 - ---------------------------------------------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - ---------------------------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - ---------------------------------------------------------------------------------------------------------------------- 14. Type of Reporting Person: CO
Page 2 of 4 3 - ---------------------------------------------------------------------------------------------------------------------- 1. Name of Reporting Person: Box Control, LLC - ---------------------------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) / x / - ---------------------------------------------------------------------------------------------------------------------- 3. SEC Use Only - ---------------------------------------------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - ---------------------------------------------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - ---------------------------------------------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - ---------------------------------------------------------------------------------------------------------------------- Number of 7. Sole Voting Power: -0- Shares Beneficially ---------------------------------------------------------------------------------------------------- Owned By 8. Shared Voting Power: 1,840,525 (1) Each Reporting ---------------------------------------------------------------------------------------------------- Person 9. Sole Dispositive Power: -0- With ---------------------------------------------------------------------------------------------------- 10. Shared Dispositive Power: 1,840,525 (1) - ---------------------------------------------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - ---------------------------------------------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - ---------------------------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - ---------------------------------------------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Limited Liability Company (1) In its capacity as one of two owners of BBHC voting common stock.
Page 3 of 4 4 Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby amend Amendment No. 4 dated March 2, 1997, of the Schedule 13D Statement dated February 25, 1994 (the "Schedule 13D"), relating to the Class A (Voting) Common Stock, par value $1.00 per share, of Box Energy Corporation. Unless otherwise indicated, all defined terms used herein shall have the same meanings respectively ascribed to them in the Schedule 13D. Item 2. IDENTITY AND BACKGROUND. Pursuant to Rule 13d-1(f) (1) - (2) of Regulation 13D-G of the General Rules and Regulations under the Act, the undersigned hereby file this Schedule 13D Statement on behalf of Box Brothers Holding Company, a Delaware corporation ("BBHC"), and Box Control, LLC ("BCLC"). On February 26, 1997, the Gary D. Box 1996 Trust ("GDBT") contributed its Stock of BBHC to BCLC, in exchange for a non-voting membership interest in BCLC. On the same date, the Don D. Box 1996 Trust ("DDBT") contributed its Stock of BBHC to BCLC in exchange for a non-voting membership interest, and Don D. Box ("DDB") contributed non-voting shares of BBHC common stock to BCLC in exchange for the sole voting membership interest. As the only holders of voting stock of BBHC, BCLC and the Douglas D. Box 1996 Trust and its trustees, may, pursuant to Rule 13d-3 under the Act, be deemed to be the beneficial owners of the shares of the Stock owned by BBHC. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: March 6, 1997 BOX BROTHERS HOLDING COMPANY By: /s/ DON D. BOX ----------------------------------- Don D. Box, Vice President BOX CONTROL, LLC, By: /s/ DON D. BOX ----------------------------------- Don D. Box, Sole Manager Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----